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Kathy Denise Dempsey

PFS Investments Inc.

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About Kathy Denise Dempsey

Kathy Dempsey is a registered representative and investment advisor representative with PFS Investments Inc. Kathy has been working in the financial services industry since 2000. Kathy's background includes experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, PRIMEVEST FINANCIAL SERVICES, INC., and FIRST CAPITAL BROKERAGE SERVICES, INC. Kathy holds Series 6, 7, 26, 63, and 65 licenses. Kathy works with individuals, corporations, and charitable organizations. Kathy specializes in investment company products and variable contracts.

Firm Information

Kathy Dempsey is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathy Dempsey’s Registration & Firm History

PA

02/27/2023 - Present

PFS Investments Inc. (YORK PA)

PA

03/26/2004 - 09/27/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YORK PA)

MN

07/22/2002 - 08/01/2002

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

PA

05/01/2000 - 01/03/2001

FIRST CAPITAL BROKERAGE SERVICES, INC. (YORK PA)

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Licenses & Designations

IA

Issued 02/21/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2004

Series 7 - General Securities Representative Examination

BC

Issued 04/28/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathy Denise Dempsey.
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