Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Woolsey-jones is a financial advisor who has been in the industry since 2001. Kathy is currently registered with Capfinancial Securities, LLC, a firm that is both a broker-dealer and an investment advisor. Prior to joining Capfinancial Securities, LLC, Kathy worked at RAYMOND JAMES FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, and WACHOVIA SECURITIES, INC. Kathy is licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/06/2023 - Present
Capfinancial Securities, LLC (Sanford NC)
NC
10/18/2017 - 10/31/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Sanford NC)
NC
10/16/2015 - 10/25/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SANFORD NC)
NC
06/15/2002 - 10/16/2015
WELLS FARGO ADVISORS, LLC (SANFORD NC)
NC
01/30/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 02/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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