Unclaimed
Kathy Ann Merritt is a financial advisor with over 19 years of experience in the industry. Kathy has worked with a variety of firms including Money Concepts Capital Corp, LPL Financial LLC, Cambridge Investment Research, Inc., and SagePoint Financial, Inc. Currently, Kathy is registered with Osaic Wealth, Inc., providing investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/01/2023 - Present
Osaic Wealth, Inc. (GRAYSLAKE IL)
IL
08/03/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (GRAYSLAKE IL)
IL
05/04/2018 - 08/06/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Grayslake IL)
IL
01/14/2011 - 05/21/2018
LPL FINANCIAL LLC (GRAYSLAKE IL)
IL
11/02/2004 - 01/18/2011
MONEY CONCEPTS CAPITAL CORP (LIBERTYVILLE IL)
IA
Issued 06/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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