Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy LaFreniere is a financial advisor with FHN Financial Securities Corp. based in Chicago, IL. Kathy has been in the financial services industry since 1988 and is registered to offer investment advice in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/07/1999 - Present
FHN Financial Securities Corp. (CHICAGO IL)
IL
08/30/1994 - 12/04/1995
THE CHICAGO CORPORATION (CHICAGO IL)
IL
01/16/1989 - 02/23/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
12/21/1988 - 01/20/1989
HAMBRECHT & QUIST INCORPORATED
NA
11/23/1988 - 12/01/1988
ILLINOIS COMPANY INVESTMENTS, INC.
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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