Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Ann Clay is a financial advisor with Truist Advisory Services, Inc. in Virginia Beach, VA. Kathy has been in the industry since 2003 and is registered to provide investment advice in 40 states. Kathy has also been a Registered Representative and provided brokerage services through Merrill Lynch, Pierce, Fenner & Smith Incorporated since 2005. Kathy provides portfolio management for businesses, individuals and pooled investment vehicles. Kathy also specializes in financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
09/15/2022 - Present
Truist Advisory Services, Inc. (VIRGINIA BEACH VA)
VA
09/28/2005 - 09/19/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORFOLK VA)
MN
09/16/2003 - 04/29/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/16/2003 - 04/29/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/08/2002 - 08/26/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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