Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Ann Baron is a financial professional with over 10 years of experience in the financial services industry. Kathy is currently registered with Allstate Financial Services, LLC in New York. Kathy has held previous positions with State Farm VP Management Corp. and Chase Investment Services Corp. Kathy is licensed to sell securities in New York. Kathy holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/18/2015 - Present
Allstate Financial Services, LLC (Roslyn NY)
IL
06/30/2014 - 09/03/2014
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
10/30/2008 - 03/04/2011
CHASE INVESTMENT SERVICES CORP. (HICKSVILLE NY)
BC
Issued 07/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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