Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Watson is a financial advisor with over 15 years of experience in the financial industry. Kathy is currently registered with LPL Financial LLC and has previously been affiliated with Wells Fargo Advisors, LLC and Fidelity Brokerage Services LLC. Kathy holds a Series 63, 66, 7, 9, 10 and SIE licenses. She offers a range of financial services to individuals, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/16/2016 - Present
LPL Financial LLC (DALLAS TX)
TX
04/08/2013 - 01/25/2016
WELLS FARGO ADVISORS, LLC (ARLINGTON TX)
TX
09/13/2006 - 01/04/2013
FIDELITY BROKERAGE SERVICES LLC (PLANO TX)
RI
08/23/2005 - 01/12/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 10/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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