Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy A. Jones is a registered representative with Prudential Annuities Distributors, Inc. Kathy has been in the securities industry since 1999. Kathy is currently licensed in Florida and Pennsylvania. Kathy has passed the Series 6, Series 63, and SIE exams. Previously, Kathy was associated with AMERICAN SKANDIA MARKETING, INC., PRUCO SECURITIES, LLC., and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/17/2007 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CT
04/28/2004 - 12/31/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
12/13/2002 - 04/28/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
09/10/1997 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 10/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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