Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryne? Claim Your ProfileKathryne Stuempert has been a registered investment advisor representative since 1998 and is currently affiliated with Equity Services, Inc. Kathryne has a background in both securities and insurance, having worked in various roles across multiple firms over the years. Kathryne has also operated her own business as an Amway distributor since 1984. Kathryne is committed to providing professional financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
03/27/2014 - Present
Equity Services, Inc. (MONTPELIER VT)
MN
10/18/2004 - 11/17/2008
PROSPERA FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
OH
02/10/2003 - 10/15/2004
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
CA
02/20/1998 - 02/07/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 02/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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