Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Gudauskas is an active investment advisor representative at Osaic Wealth, INC. with over 23 years of experience in the financial services industry. Kathryn has worked for several firms over the years, including Woodbury Financial Services, INC., FSC Securities Corporation, and Sagepoint Financial, INC. Kathryn is registered with the Financial Industry Regulatory Authority (FINRA) and has a series 7 and 66 license. Kathryn specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
03/26/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
03/26/2019 - 11/03/2023
FSC SECURITIES CORPORATION (PHOENIX AZ)
AZ
03/26/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
IL
07/29/2015 - 08/23/2018
WOODBURY FINANCIAL SERVICES, INC. (WARRENVILLE IL)
IN
06/18/2012 - 08/14/2015
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
IL
06/16/2011 - 02/28/2012
INVESTMENT PROFESSIONALS, INC. (CHICAGO IL)
IL
03/05/2004 - 12/21/2010
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
WI
02/03/2004 - 02/04/2004
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
OH
07/25/2003 - 12/19/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
05/16/2003 - 06/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
12/17/1985 - 04/02/1990
DEAN WITTER REYNOLDS INC.
BOTH
Issued 10/4/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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