Unclaimed
Kathryn Walker Buck Cannella has been a registered representative for over 20 years and holds a Series 7, SIE and Series 66 license. Kathryn is currently registered with Thrivent Advisor Network, LLC and has previously worked for Ameriprise Financial Services, LLC, MML Investors Services, LLC and AXA Advisors, LLC. Kathryn focuses on working with individuals and families to provide financial planning and portfolio management services. Kathryn’s experience and knowledge will help you make informed financial decisions and plan for your future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/11/2021 - Present
Thrivent Advisor Network, LLC (Plainview NY)
NY
01/24/2017 - 01/25/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Hauppauge NY)
NY
05/18/2016 - 01/25/2017
MML INVESTORS SERVICES, LLC (MELVILLE NY)
NY
04/10/2000 - 05/11/2016
AXA ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 05/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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