Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Virginia Pearson is a financial advisor with LPL Financial LLC in Northbrook, IL. Kathryn has over 14 years of experience in the financial services industry. Kathryn holds the Series 6, Series 63, and SIE licenses and is registered in Illinois. Before joining LPL Financial LLC, Kathryn was previously affiliated with Bates Securities, Inc., Associated Investment Services, Inc., MetLife Securities Inc. and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
11/19/2021 - Present
LPL Financial LLC (NORTHBROOK IL)
IL
10/11/2016 - 11/05/2021
BATES SECURITIES, INC. (ROCKFORD IL)
IL
08/22/2013 - 07/06/2015
ASSOCIATED INVESTMENT SERVICES, INC. (ROCKFORD IL)
IL
06/29/2009 - 06/22/2012
METLIFE SECURITIES INC. (ROCKFORD IL)
IL
11/23/2005 - 07/02/2009
NYLIFE SECURITIES LLC (ROCKFORD IL)
BC
Issued 12/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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