Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Thomas Borlo is a financial advisor registered with FHN Financial Securities Corp., a company that operates in the state of TN. Kathryn has experience in the financial services industry, having worked in the field since 2003. Kathryn has also been employed by Charles Schwab & Co., Inc. and Investment Centers of America, Inc. Kathryn currently holds the following FINRA licenses: Series 7, Series 9, Series 10, Series 52, Series 53, Series 63, and Series 66. Kathryn also holds the SIE exam. Kathryn works in the Memphis branch of the company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
08/22/2023 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
TN
10/22/2021 - 04/18/2022
FHN FINANCIAL SECURITIES CORP. (MEMPHIS TN)
CO
06/25/2012 - 10/19/2012
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
CO
12/07/2009 - 03/31/2011
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
TX
02/12/2004 - 12/19/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WI
02/07/2003 - 04/21/2003
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
TX
11/02/2000 - 02/25/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TN
06/20/2000 - 08/03/2000
FIRST TENNESSEE SECURITIES CORPORATION (MEMPHIS TN)
NY
03/02/1998 - 06/05/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
11/13/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NC
02/05/1997 - 11/23/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
TN
10/31/1996 - 01/22/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IL
10/04/1995 - 09/27/1996
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 12/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/04/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2021
Series 99TO - Operations Professional Examination
BC
Issued 10/08/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathryn Borlo is the right advisor for you? Invested Better is here to help.
