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Kathryn Swan

Next Financial Group, Inc.

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About Kathryn Swan

Kathryn Swan is a registered representative with Next Financial Group, Inc. and Blakely Walters Wealth Management. Kathryn has been in the industry since August 2018 and holds Series 7, 66 and SIE licenses. Kathryn is currently registered in Arizona and Texas. Blakely Walters Wealth Management is an investment advisor registered with the state of Arizona. Blakely Walters Wealth Management specializes in providing financial planning and investment management services to individuals, families, and businesses.

Firm Information

Kathryn Swan is currently registered with Next Financial Group, Inc.. Next Financial Group, Inc. is a corporation formed in June 1998 and headquartered in Houston, Texas. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and charitable organizations. They are registered with the SEC and have a presence in all 50 states, as well as Puerto Rico and the Virgin Islands. Next Financial Group, Inc. manages over $3.5 billion in assets.
Next Financial Group, Inc.

11740 KATY FREEWAY

HOUSTON, TX 77079

$3.52B

Assets Under Management

5,776

Total Clients

348

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar/workshop attendance fees

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Kathryn Swan’s Registration & Firm History

AZ

11/18/2022 - Present

Next Financial Group, Inc. (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 11/09/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Swan.
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