Unclaimed
Kathryn Susanne Bauder is a financial advisor with Vanguard Marketing Corp. Kathryn is registered with 53 states and has been in the industry for 2 years. She is also registered with FINRA. She is a Series 7TO, Series 63, and SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/10/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 08/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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