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Kathryn Sue Pfeiffer

Edward Jones

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About Kathryn Sue Pfeiffer

Kathryn Pfeiffer is a financial advisor registered with Edward Jones since July 2014. Kathryn has been working in the industry since January 2004 and has held positions at several prominent firms, including Stifel, Nicolaus & Company, Incorporated, and Cambridge Investment Research, Inc. She has a diverse range of experience serving both individual and corporate clients with financial planning and investment management services. Kathryn holds licenses and certifications including Series 66, Series 7, Series 9, Series 10, and Series 24.

Firm Information

Kathryn Pfeiffer is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Kathryn Pfeiffer’s Registration & Firm History

MO

08/06/2014 - Present

Edward Jones (ST LOUIS MO)

MO

03/24/2009 - 07/31/2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

08/16/2007 - 03/16/2009

EDWARD JONES (ST LOUIS MO)

MO

02/01/2007 - 08/15/2007

CAMBRIDGE INVESTMENT RESEARCH, INC. (CHESTERFIELD MO)

MO

10/27/2003 - 11/07/2006

PRUCO SECURITIES, LLC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 11/05/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/30/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/23/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/07/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Kathryn Sue Pfeiffer. Review regulatory record here.
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