Unclaimed
Kathryn Leslie is a financial advisor with over 20 years of experience in the financial services industry. She is registered to provide investment advice in Texas and is currently affiliated with Kestra Investment Services, LLC. Kathryn has held the Series 6 and Series 63 licenses since 2002 and earned the SIE license in 2018. Kathryn previously worked for MML Investors Services, Inc. in Springfield, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/02/2002 - Present
Kestra Investment Services, LLC (DALLAS TX)
MA
04/12/2002 - 07/26/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 05/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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