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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Simpkins is a financial advisor with Morgan Stanley. Kathryn has been in the industry since 2007. Kathryn has a wide range of experience in the financial services industry, including experience with E*TRADE Securities LLC and Fidelity Brokerage Services LLC. Kathryn is licensed to provide investment advice in several states and is a registered representative with FINRA. Kathryn holds the Series 6, 7, 9, 10, 24, 63 and 66 licenses. Kathryn provides a variety of financial services to her clients, including financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
11/20/2023 - Present
Morgan Stanley (Sandy UT)
UT
08/22/2008 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/01/2008 - 08/18/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
03/07/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
BOTH
Issued 11/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/16/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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