Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Santos is a financial advisor with Northwestern Mutual Investment Services, LLC in FRANKLIN, WI. Kathryn has been in the financial services industry since November 1, 2015 and has a Series 6, 26, 63, and SIE licenses. Kathryn is registered to offer securities and investment advice in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
11/02/2015 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
BC
Issued 04/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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