linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kathryn Rooney Vera

Stonex Advisors Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kathryn? Claim Your Profile

About Kathryn Rooney Vera

Kathryn Rooney Vera has over 14 years of experience in the financial services industry. Kathryn is currently registered with Stonex Advisors Inc. and holds the Series 7, Series 63, and Series 65 licenses. Kathryn previously worked at Bulltick, LLC and Bear, Stearns & Co. Inc.. Kathryn specializes in providing financial consulting services, financial planning, and portfolio management to individuals and businesses.

Firm Information

Kathryn Vera is currently registered with Stonex Advisors Inc.. Stonex Advisors Inc. is a Registered Investment Advisor (RIA) based in Birmingham, Alabama with a strong national presence. They provide financial planning and consulting services to individuals, businesses, and charitable organizations. Stonex manages over $4.5 billion in assets, with a dedicated team of over 200 licensed agents, investment advisor representatives, and registered representatives.
Stonex Advisors Inc.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$4.52B

Assets Under Management

48

Total Clients

241

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kathryn Vera’s Registration & Firm History

AL

05/26/2023 - Present

Stonex Advisors Inc. (BIRMINGHAM AL)

FL

10/20/2008 - 04/10/2023

BULLTICK, LLC (Miami FL)

NY

01/01/2008 - 06/19/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

Not sure if Kathryn Rooney Vera is right for you?

Licenses & Designations

IA

Issued 02/12/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Rooney Vera.
Not sure if Kathryn Rooney Vera is right for you?