Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Rhea Jones is a financial professional with over 20 years of experience in the industry. Kathryn is registered with Northern Trust Securities, Inc. and holds licenses in 37 states. Kathryn's career has included positions with FIDELITY BROKERAGE SERVICES LLC, CHARLES SCHWAB & CO., INC., VALIC FINANCIAL ADVISORS, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, LORD ABBETT DISTRIBUTOR LLC, PROEQUITIES, INC., TOWER SQUARE SECURITIES, INC., SELIGMAN ADVISORS, INC., and PRUDENTIAL SECURITIES INCORPORATED. Kathryn specializes in providing financial advice to individuals, corporations, partnerships, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/30/2023 - Present
Northern Trust Securities, Inc. (NAPLES FL)
FL
03/08/2022 - 12/05/2022
FIDELITY BROKERAGE SERVICES LLC (NAPLES FL)
NY
07/14/2016 - 02/14/2022
CHARLES SCHWAB & CO., INC. (New York City NY)
NY
12/12/2012 - 06/23/2016
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NY
01/08/2007 - 07/10/2012
METLIFE SECURITIES INC. (NEW YORK NY)
NY
01/08/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
07/16/2004 - 04/27/2005
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
AL
11/20/2002 - 12/31/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
CA
04/24/2002 - 08/16/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
06/01/2001 - 10/29/2001
SELIGMAN ADVISORS, INC. (BOSTON MA)
RI
09/18/2000 - 06/21/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
01/27/1999 - 08/25/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/08/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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