Unclaimed
Kathryn Benton is a financial advisor with Equitable Advisors, LLC. Kathryn has been in the financial services industry since 1986. Kathryn holds Series 3, 7, 24, 52, 53, and 66 securities licenses. Kathryn also holds a Series 63 license in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
09/17/2014 - Present
Equitable Advisors, LLC (ATLANTA GA)
GA
08/07/2013 - 09/09/2014
PNC INVESTMENTS (ALPHARETTA GA)
GA
02/14/2012 - 08/15/2013
IFS SECURITIES (ATLANTA GA)
TN
09/10/2009 - 07/11/2011
AXA ADVISORS, LLC (FRANKLIN TN)
FL
12/04/2007 - 08/04/2009
MML INVESTORS SERVICES, INC. (JACKSONVILLE FL)
NA
08/10/1989 - 08/19/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/31/1986 - 07/05/1988
SHEARSON LEHMAN HUTTON INC.
BOTH
Issued 03/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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