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Kathryn Petrasek

National Financial Services LLC

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About Kathryn Petrasek

Kathryn Petrasek is a financial advisor with National Financial Services LLC. Kathryn has been in the financial services industry since 2006. Kathryn is registered with FINRA. Kathryn has passed the Series 6, Series 7, and Series 66 exams.

Firm Information

Kathryn Petrasek is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Petrasek’s Registration & Firm History

RI

02/09/2011 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/13/2009 - 09/29/2009

MML INVESTORS SERVICES, INC. (EAST GREENWICH RI)

CT

11/14/2008 - 07/14/2009

MORGAN STANLEY & CO. INCORPORATED (HARTFORD CT)

CT

06/22/2007 - 04/30/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)

CA

02/02/2005 - 10/14/2005

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CA

05/14/2004 - 12/31/2004

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

MA

03/15/2002 - 03/18/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/15/2002 - 03/18/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/08/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/14/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kathryn Petrasek.
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