Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Orr Smith is a financial professional with over 20 years of experience in the industry. Kathryn is currently registered with Northwestern Mutual Investment Services, LLC and has a Series 6 and Series 63 license. Kathryn has also passed the SIE exam. Kathryn is registered to provide securities services in 12 states. Kathryn has previous experience at The (Wilson) Williams Financial Group and Clark Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
12/19/2005 - Present
Northwestern Mutual Investment Services, LLC (PLANO TX)
TX
06/18/2004 - 12/14/2005
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
NC
06/04/2002 - 06/25/2004
CLARK SECURITIES, INC. (GREENSBORO NC)
BC
Issued 03/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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