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Kathryn Noyes Walsh

Franklin Distributors, LLC

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About Kathryn Noyes Walsh

Kathryn Walsh is a securities professional with over 20 years of experience in the financial services industry. Kathryn is currently registered with Franklin Distributors, LLC and is licensed in all 50 states. Kathryn holds the Series 7, Series 63, and SIE licenses. Kathryn has a strong track record of success in providing financial advice to individuals and families.

Firm Information

Kathryn Walsh is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Walsh’s Registration & Firm History

NY

12/01/2005 - Present

Franklin Distributors, LLC (NEW YORK NY)

NY

01/21/1998 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Noyes Walsh.
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