Unclaimed
Kathryn Montgomery Rapp is a financial professional with over 18 years of experience in the industry. She has held positions at several firms, including Pruco Securities, LLC., Nylife Securities LLC, and currently Nylife Distributors LLC. Kathryn holds the Series 6, Series 26, and Series 63 licenses. She is currently registered to sell securities in Kentucky, Michigan, Ohio, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/11/2020 - Present
Nylife Distributors LLC (NEW YORK NY)
OH
01/19/2005 - 05/12/2020
NYLIFE SECURITIES LLC (DUBLIN OH)
NJ
10/04/2004 - 01/03/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 10/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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