Unclaimed
Kathryn Mercedes Vuillemot is a financial professional with over five years of experience in the industry. Kathryn is currently registered with Fidelity Brokerage Services LLC and has previously worked with National Financial Services LLC and TD Ameritrade, Inc. Kathryn holds the Series 7, Series 63, Series 99TO, and SIE licenses and is currently registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/22/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
12/19/2017 - 11/16/2021
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
01/15/2016 - 03/23/2016
TD AMERITRADE, INC. (FORT WORTH TX)
BC
Issued 02/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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