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Kathryn Mary Ragaisis

Charles Schwab & CO., Inc.

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About Kathryn Mary Ragaisis

Kathryn Ragaisis is a financial advisor registered with Charles Schwab & CO., Inc. Kathryn is registered in 51 states and two territories, including New Jersey and Texas. Kathryn is also an Investment Advisor Representative (IAR) in New Jersey and Texas. Kathryn has been in the financial services industry for over 9 years and has experience in both brokerage and investment advisory services. She has specialized in providing financial advice to individuals and families. She has a broad knowledge of the financial markets and investment strategies. Kathryn is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Kathryn Ragaisis is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kathryn Ragaisis’s Registration & Firm History

NJ

08/01/2023 - Present

Charles Schwab & CO., Inc. (Jersey City NJ)

NC

07/21/2021 - 05/19/2023

CREDIT SUISSE SECURITIES (USA) LLC (MORRISVILLE NC)

TX

06/05/2017 - 06/16/2021

CHARLES SCHWAB & CO., INC. (Westlake TX)

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Licenses & Designations

BOTH

Issued 05/25/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kathryn Mary Ragaisis.
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