Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Mary Ogawa is a registered representative with Cantor Fitzgerald & Co., with a focus on providing financial guidance and services. Kathryn has been in the financial services industry since 2000 and holds a Series 7, Series 63, and SIE license. Previously, Kathryn worked for CRT Capital Group LLC, BNP Paribas Securities Corp., and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2014 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
CT
04/16/2012 - 06/18/2014
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
05/16/2006 - 02/27/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
12/06/2000 - 05/11/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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