Unclaimed
Kathryn Marie Shinness is a financial professional with a passion for helping individuals achieve their financial goals. Kathryn is registered with Fidelity Brokerage Services LLC and has been in the industry since June 2023. Kathryn holds the Series 7TO and Series 63 licenses. She is also a holder of the Securities Industry Essentials (SIE) exam. Kathryn is dedicated to providing her clients with personalized financial advice and guidance. She is committed to helping them make informed decisions about their investments and financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/06/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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