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Kathryn Marie Schaffler

Fidelity Distributors Co. LLC

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About Kathryn Marie Schaffler

Kathryn Marie Schaffler is a financial professional with over 2 years of experience in the industry. Kathryn is currently registered with Fidelity Distributors Co. LLC and holds the Series 7TO, Series 63 and SIE licenses. Kathryn has worked with clients in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Kathryn Schaffler is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Schaffler’s Registration & Firm History

TX

08/10/2022 - Present

Fidelity Distributors Co. LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 09/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Marie Schaffler.
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