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Kathryn Marie Morrison

Riversource Distributors, Inc.

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About Kathryn Marie Morrison

Kathryn Morrison is a financial professional with over 20 years of experience in the financial services industry. Kathryn is currently registered with Riversource Distributors, Inc., a financial services company with a focus on insurance products. Kathryn has a history of working with clients in Minnesota. She is a Series 6 and Series 26 licensed representative.

Firm Information

Kathryn Morrison is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Morrison’s Registration & Firm History

MN

06/10/2014 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

10/08/2009 - 06/22/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

05/07/2004 - 06/05/2009

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

11/24/2006 - 03/13/2008

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

05/07/2004 - 12/31/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

12/04/2000 - 11/15/2002

USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)

MN

07/07/1999 - 10/02/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/07/1999 - 10/02/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NJ

11/29/1994 - 04/30/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 06/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Marie Morrison.
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