Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Gentry is a financial advisor in Chicago, Illinois. Kathryn has been working in the financial industry since 1996. She is currently registered with Cantor Fitzgerald & Co. and previously worked for UBS Securities LLC and Prudential Securities Incorporated. Kathryn holds a Series 7, Series 52TO, and Series 63 license. She has extensive experience in the financial services industry and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/27/2011 - Present
Cantor Fitzgerald & Co. (CHICAGO IL)
IL
12/09/2008 - 07/23/2009
UBS SECURITIES LLC (CHICAGO IL)
IL
04/23/2001 - 12/03/2008
UBS SECURITIES LLC (CHICAGO IL)
NY
08/02/1994 - 12/31/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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