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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Cataldo is an investment advisor representative with LPL Financial LLC. Kathryn has been in the securities industry for 20 years. Kathryn is registered in Florida, Maine, Massachusetts, New Hampshire, and New York. Kathryn also has previous experience with VOYA FINANCIAL ADVISORS, INC., INVESTORS CAPITAL CORP., WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC.. LPL Financial LLC is a financial services company that provides financial planning, investment management, and retirement planning services. LPL Financial LLC has over 168,000 clients and manages over $463 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/18/2021 - Present
LPL Financial LLC (WORCESTER MA)
MA
07/07/2016 - 05/19/2021
VOYA FINANCIAL ADVISORS, INC. (WORCESTER MA)
MA
11/13/2009 - 07/23/2016
INVESTORS CAPITAL CORP. (WORCESTER MA)
MA
01/01/2008 - 11/16/2009
WELLS FARGO ADVISORS, LLC (WORCESTER MA)
MA
10/31/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WORCESTER MA)
BOTH
Issued 11/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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