Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Carter has been in the financial industry since 1984. Kathryn is a Certified Financial Planner and holds Series 7 and 66 licenses. Kathryn is registered to provide investment advice in California, Delaware, and North Carolina. Kathryn currently works for LPL Financial LLC and has previous experience with SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, and LOWRY FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/03/2020 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
10/31/2008 - 02/03/2020
SAGEPOINT FINANCIAL, INC. (LOS ANGELES CA)
CA
01/14/1986 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LOS ANGELES CA)
NA
04/18/1984 - 01/21/1986
LOWRY FINANCIAL SERVICES CORPORATION
BOTH
Issued 04/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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