Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Maginnis Orozco is a financial professional with over 20 years of experience in the industry. Kathryn is currently registered with Lord Abbett Distributor LLC as a Broker and currently holds Series 66, Series 24, SIE, and Series 7 licenses. Kathryn has previously held positions at Rothschild & Co US Inc., Foreside Fund Services, LLC, MBSC Securities Corporation, Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, LLC. Kathryn has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/27/2022 - Present
Lord Abbett Distributor LLC (JERSEY CITY NJ)
NY
08/30/2021 - 11/01/2021
ROTHSCHILD & CO US INC. (NEW YORK NY)
NY
03/22/2016 - 06/09/2021
FORESIDE FUND SERVICES, LLC (New York NY)
NY
04/21/2004 - 10/22/2015
MBSC SECURITIES CORPORATION (New York NY)
WI
01/30/2002 - 04/13/2004
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/21/2002 - 02/14/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 12/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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