Unclaimed
Kathryn Louise Smith is a registered representative of Thrivent Investment Management Inc. Kathryn has been in the securities industry since 2009. Kathryn specializes in retirement planning and wealth management. Kathryn is registered with the state of Ohio and Michigan. Kathryn is affiliated with Thrivent Investment Management Inc., which has offices in Malvern, OH, and Minneapolis, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
04/09/2009 - Present
Thrivent Investment Management Inc. (MALVERN OH)
BOTH
Issued 04/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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