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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Fitzgerald is a financial advisor with MML Investors Services, LLC. Kathryn has been working in the financial services industry since 1989 and has a strong background in providing financial advice and investment management services. She has a wide range of experience working with clients in various sectors, including individuals, businesses, corporations, and institutions. Kathryn specializes in providing financial planning, asset allocation, portfolio management, and pension consulting services. She is committed to providing personalized and comprehensive financial solutions to meet the unique needs of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/23/2017 - Present
MML Investors Services, LLC (NAPA CA)
CA
07/28/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
03/10/2010 - 07/25/2014
NEWPORT COAST SECURITIES, INC. (NAPA CA)
CA
07/02/2007 - 03/11/2010
NATIONAL SECURITIES CORPORATION (NAPA CA)
CA
06/26/2007 - 07/05/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
01/06/2006 - 06/26/2007
BROOKSTREET SECURITIES CORPORATION (NAPA CA)
CA
08/12/1999 - 12/31/2005
INVESTACORP, INC. (NAPA CA)
CA
05/20/1996 - 09/01/1999
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
09/21/1991 - 10/25/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/14/1990 - 09/23/1991
MONY SECURITIES CORP. (NEW YORK NY)
NA
06/17/1987 - 05/06/1989
FRANKLIN DISTRIBUTORS, INC.
IA
Issued 12/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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