Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Fitzgerald is a financial professional with over 30 years of experience in the industry. Kathryn is registered with Mml Investors Services, LLC and has offices in Napa, CA. Prior to joining Mml Investors Services, Kathryn worked for several firms including MSI Financial Services, Inc., Newport Coast Securities, Inc. and National Securities Corporation. Kathryn is a Certified Financial Planner and is licensed to provide financial advice in multiple states. Kathryn specializes in providing financial advice to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/23/2017 - Present
MML Investors Services, LLC (NAPA CA)
CA
07/28/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
03/10/2010 - 07/25/2014
NEWPORT COAST SECURITIES, INC. (NAPA CA)
CA
07/02/2007 - 03/11/2010
NATIONAL SECURITIES CORPORATION (NAPA CA)
CA
06/26/2007 - 07/05/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
01/06/2006 - 06/26/2007
BROOKSTREET SECURITIES CORPORATION (NAPA CA)
CA
08/12/1999 - 12/31/2005
INVESTACORP, INC. (NAPA CA)
CA
05/20/1996 - 09/01/1999
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
09/21/1991 - 10/25/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/14/1990 - 09/23/1991
MONY SECURITIES CORP. (NEW YORK NY)
NA
06/17/1987 - 05/06/1989
FRANKLIN DISTRIBUTORS, INC.
IA
Issued 12/5/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 6/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathryn Fitzgerald is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
