Unclaimed
Kathryn Lott is a financial professional with over 2 years of experience in the industry. Kathryn is registered with Equitable Distributors, LLC. Kathryn is licensed in Alabama, Florida, Georgia, Maryland, New York, North Carolina, Virginia, West Virginia and Wisconsin. Kathryn holds the Series 63, SIE and Series 6TO licenses. Kathryn is a valuable resource for individuals looking for financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/11/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 05/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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