Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn McCall is a financial professional with over 20 years of experience in the industry. Kathryn has held positions at several firms, including Oppenheimer & Co. Inc., Northeast Securities, Inc., and CIBC Oppenheimer Corp. Kathryn is currently registered with Mizuho Securities USA LLC. Kathryn is a Series 7, 16, 24, 63 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/01/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/27/2011 - 04/20/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/02/2005 - 10/07/2011
NORTHEAST SECURITIES, INC. (NEW YORK NY)
NY
04/30/1993 - 11/09/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 06/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 04/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2012
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 12/04/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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