Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Santoro is a financial professional with experience in the financial services industry. Kathryn holds a Series 24 (General Securities Principal Examination) and a Series 7TO (General Securities Representative Examination) licenses. Kathryn is registered with VP Distributors LLC. Kathryn has previously worked for Janus Henderson Distributors, Curian Clearing, LLC, and Old Mutual Investment Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/02/2024 - Present
VP Distributors LLC (HARTFORD CT)
CO
10/04/2017 - 08/10/2020
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
CO
03/18/2013 - 07/14/2016
CURIAN CLEARING, LLC (DENVER CO)
CO
03/01/2007 - 07/02/2012
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
BC
Issued 03/21/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathryn Santoro is the right advisor for you? Invested Better is here to help.
