Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Cascella is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Kathryn has been in the securities industry since February 2011 and is registered to conduct business in six states. Kathryn holds the Series 6, Series 63, and SIE securities licenses. Kathryn's office is located in Cincinnati, Ohio and her practice focuses on providing financial advice to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
02/03/2011 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
BC
Issued 03/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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