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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Bruckner is a financial advisor with over 24 years of experience in the financial services industry. Kathryn currently works at Robert W. Baird & Co. Inc. in Pittsburgh - Wexford. Previously, Kathryn worked at Hefren-Tillotson, Inc. and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Kathryn is registered with the state of Pennsylvania as an Investment Advisor Representative and a Registered Representative. Kathryn has passed the Series 3, 7, 9, 10, 63 and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
PA
10/21/2022 - Present
Robert W. Baird & Co. Inc. (Pittsburgh - Wexford PA)
PA
06/02/2016 - 10/21/2022
HEFREN-TILLOTSON, INC. (WEXFORD PA)
PA
12/22/2010 - 05/11/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PITTSBURGH PA)
PA
06/01/2009 - 04/26/2010
MORGAN STANLEY SMITH BARNEY (MONROEVILLE PA)
PA
10/09/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MONROEVILLE PA)
PA
06/04/1997 - 10/09/1997
DREYFUS INVESTMENT SERVICES CORPORATION (PITTSBURGH PA)
IA
Issued 12/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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