Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Zell is a financial advisor currently registered with Franklin Distributors, LLC in San Mateo, California. Kathryn has been in the industry since 1998 and is licensed to sell securities in California. Kathryn has held previous roles with PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, FRANKLIN/TEMPLETON DISTRIBUTORS, INC. and BLACK & COMPANY, INC.. Kathryn has passed the Series 7, Series 63, Series 24, Series 26 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/11/2021 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
01/03/2024 - 08/07/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (San Mateo CA)
CA
08/28/2000 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
OR
07/07/1998 - 04/03/2000
BLACK & COMPANY, INC. (PORTLAND OR)
BC
Issued 07/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathryn Zell is the right advisor for you? Invested Better is here to help.
