Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Delott is a financial professional with over eight years of experience in the financial services industry. Kathryn is currently registered with National Financial Services LLC and holds a Series 7, Series 9, Series 10, and Series 63 license. Prior to joining National Financial Services LLC, Kathryn was employed with Fidelity Brokerage Services LLC in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
02/06/2020 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
08/21/2015 - 12/06/2019
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 09/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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