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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Duclo is a financial advisor with Cetera Investment Advisers LLC and has been in the industry since 1997. Kathryn holds the Series 6, 7, 63, and 65 licenses and the SIE designation. Kathryn provides financial planning, portfolio management, and insurance services to individuals, businesses, and retirement plans. Kathryn's previous affiliations include Cambridge Investment Research, Inc., AXA Advisors, LLC, and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/02/2023 - Present
Cetera Investment Advisers LLC (Murphys CA)
CA
12/03/2010 - 08/04/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (MANTECA CA)
CA
12/07/2007 - 12/07/2010
AXA ADVISORS, LLC (GOLD RIVER CA)
CA
03/23/2004 - 12/10/2007
1717 CAPITAL MANAGEMENT COMPANY (MANTECA CA)
NY
09/04/2003 - 03/19/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
12/23/1997 - 09/03/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/23/1997 - 09/03/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/8/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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