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Kathryn Ingram Thompson

IRC Securities LLC

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About Kathryn Ingram Thompson

Kathryn Ingram Thompson has been in the financial services industry since December 2003. Kathryn is currently registered with IRC Securities LLC in New York, NY. Kathryn has previously been registered with Pulse Trading, Inc. in Nashville, TN, Avondale Partners, LLC in Nashville, TN and Scott & Stringfellow, Inc. in Richmond, VA. Kathryn holds the Series 63, Series 86, Series 87, Series 7 and SIE licenses.

Firm Information

Kathryn Thompson is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Thompson’s Registration & Firm History

NY

10/18/2013 - Present

IRC Securities LLC (NEW YORK NY)

TN

07/07/2009 - 11/01/2011

PULSE TRADING, INC. (NASHVILLE TN)

TN

02/17/2006 - 05/29/2009

AVONDALE PARTNERS, LLC (NASHVILLE TN)

VA

11/08/2001 - 03/02/2006

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

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Licenses & Designations

BC

Issued 02/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/24/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kathryn Ingram Thompson. Review regulatory record here.
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