Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn McLaughlin is a financial advisor with over 16 years of experience in the industry. She is currently registered with Wells Fargo Clearing Services, LLC and works from their Charlotte, NC branch office. Kathryn has experience with various financial institutions, including Morgan Stanley and Merrill Lynch. She holds Series 7 and Series 66 licenses and is a registered representative in multiple states. Kathryn specializes in a variety of services including investment consulting, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/07/2015 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
FL
06/01/2009 - 04/14/2015
MORGAN STANLEY (OCALA FL)
FL
11/14/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GAINESVILLE FL)
FL
10/24/2006 - 11/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE FL)
BOTH
Issued 04/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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