Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Spinelli is a financial professional with over three years of experience in the financial services industry. Kathryn has a strong background in operations, having held roles at BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. Kathryn is currently registered with Mizuho Securities USA LLC. She holds the Series 99 and Series 99TO licenses as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/10/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/08/2016 - 05/24/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/02/2016 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
BC
Issued 12/10/2021
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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