Unclaimed
Kathryn Williams is a financial advisor with Cambridge Investment Research, Inc. She is located in Columbia, South Carolina. Kathryn is registered in South Carolina. Kathryn has been in the financial industry since 1992.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
10/04/2019 - Present
Cambridge Investment Research, Inc. (Columbia SC)
SC
08/20/2003 - 10/09/2019
FSC SECURITIES CORPORATION (COLUMBIA SC)
FL
05/26/1999 - 09/16/2003
INVESTACORP, INC. (MIAMI FL)
NC
11/14/1997 - 05/12/1999
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
WI
07/07/1997 - 11/11/1997
SII INVESTMENTS, INC. (APPLETON WI)
NA
03/20/1996 - 06/05/1997
AFFILIATED FINANCIAL SERVICES, INC.
AL
10/30/1990 - 04/06/1994
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
AL
09/07/1989 - 12/07/1989
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
OR
09/11/1989 - 10/25/1989
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
BC
Issued 08/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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